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            "summary": "The Securities and Exchange Commission today charged Ernest Ossei Boateng and two New Jersey-based companies he controls, Intercontinental Wealth Network LLC and I Wealth Network LP, for allegedly raising approximately $16 million from more than 200…",
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            "title": "SEC Proposes Rescission of Political Contribution Rule for Investment Advisers",
            "summary": "The Securities and Exchange Commission today issued a proposal to rescind its “pay-to-play” rule that prohibits investment advisers from providing compensated investment advisory services to a government client for two years…",
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            "title": "SEC Investor Advisory Committee to Host Sept. 10 Meeting",
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            "summary": "The Securities and Exchange Commission today charged Mark D. Hanf, the former CEO of Novato, California-based Pacific Private Money Group LLC (PPMG), and Hoai-Nam Chu Phan, the former COO of a PPMG subsidiary, with orchestrating an offering fraud that…",
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                "summary": "The Securities and Exchange Commission today charged Mark D. Hanf, the former CEO of Novato, California-based Pacific Private Money Group LLC (PPMG), and Hoai-Nam Chu Phan, the former COO of a PPMG subsidiary, with orchestrating an offering fraud that…",
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            "title": "SEC and FDA Announce MOU to Bolster Cooperation and Ensure Market Integrity",
            "summary": "The Securities and Exchange Commission and the Food and Drug Administration today announced that they have entered into a Memorandum of Understanding (MOU) designed to assist the agencies in carrying out their respective missions of ensuring the…",
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            "url": "https://www.sec.gov/newsroom/press-releases/2026-78-sec-38-entities-feigned-legitimacy-us-advisers-through-false-filings-lure-retail-investors",
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            "summary": "The Securities and Exchange Commission today charged Daniel Chu, Jerome Kollar, and Ameryn Seibold, the former CEO, CFO, and Senior Director of Finance, respectively, at Texas-based Tricolor Holdings, LLC, for their roles in an alleged multi-year scheme…",
            "url": "https://www.sec.gov/newsroom/press-releases/2026-77-sec-charges-former-executives-fraud-connection-19-billion-collapse-subprime-auto-lender-tricolor",
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                "title": "SEC Charges Former Executives With Fraud in Connection With $1.9 Billion Collapse of Subprime Auto Lender Tricolor",
                "summary": "The Securities and Exchange Commission today charged Daniel Chu, Jerome Kollar, and Ameryn Seibold, the former CEO, CFO, and Senior Director of Finance, respectively, at Texas-based Tricolor Holdings, LLC, for their roles in an alleged multi-year scheme…",
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            "title": "SEC Proposes New Regulation Crypto Assets",
            "summary": "The Securities and Exchange Commission today announced that it proposed new rules, titled “Regulation Crypto Assets,” that would create a clear and fit-for-purpose framework for certain investment contracts involving crypto assets. This proposal follows…",
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                "summary": "The Securities and Exchange Commission today announced that it proposed new rules, titled “Regulation Crypto Assets,” that would create a clear and fit-for-purpose framework for certain investment contracts involving crypto assets. This proposal follows…",
                "url": "https://www.sec.gov/newsroom/press-releases/2026-76-sec-proposes-new-regulation-crypto-assets",
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            "title": "SEC Charges Boiler Room Operator and Three Entities with Defrauding Retail Investors in $74 Million Pre-IPO Investment Scam",
            "summary": "The Securities and Exchange Commission today charged New York resident Andrew Spaventa and three entities he owned and controlled with fraud and other violations in connection with unregistered securities offerings of private funds that purportedly…",
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                "title": "SEC Charges Boiler Room Operator and Three Entities with Defrauding Retail Investors in $74 Million Pre-IPO Investment Scam",
                "summary": "The Securities and Exchange Commission today charged New York resident Andrew Spaventa and three entities he owned and controlled with fraud and other violations in connection with unregistered securities offerings of private funds that purportedly…",
                "url": "https://www.sec.gov/newsroom/press-releases/2026-75-sec-charges-boiler-room-operator-three-entities-defrauding-retail-investors-74-million-pre-ipo",
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            "summary": "The Securities and Exchange Commission today charged three Toms River, New Jersey residents for their roles in an affinity investment fraud that raised approximately $47 million from more than 87 investors, who were primarily members of Orthodox Jewish…",
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                "title": "SEC Charges Toms River Trio in Connection with Alleged $47 Million Fraud Targeting Orthodox Jewish Communities",
                "summary": "The Securities and Exchange Commission today charged three Toms River, New Jersey residents for their roles in an affinity investment fraud that raised approximately $47 million from more than 87 investors, who were primarily members of Orthodox Jewish…",
                "url": "https://www.sec.gov/newsroom/press-releases/2026-74-sec-charges-toms-river-trio-connection-alleged-47-million-fraud-targeting-orthodox-jewish",
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            "title": "SEC Charges Private Fund Adviser Adit Ventures Management, Its CEO and Affiliated General Partners in Alleged Fraud",
            "summary": "The Securities and Exchange Commission today charged New York-based investment adviser Adit Ventures Management LLC, its CEO Eric Munson, and three affiliated general partners, Adit Ventures LLC; Adit Ventures II LLC; and Adit Ventures III LLC (the…",
            "url": "https://www.sec.gov/newsroom/press-releases/2026-73-sec-charges-private-fund-adviser-adit-ventures-management-its-ceo-affiliated-general-partners",
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                "title": "SEC Charges Private Fund Adviser Adit Ventures Management, Its CEO and Affiliated General Partners in Alleged Fraud",
                "summary": "The Securities and Exchange Commission today charged New York-based investment adviser Adit Ventures Management LLC, its CEO Eric Munson, and three affiliated general partners, Adit Ventures LLC; Adit Ventures II LLC; and Adit Ventures III LLC (the…",
                "url": "https://www.sec.gov/newsroom/press-releases/2026-73-sec-charges-private-fund-adviser-adit-ventures-management-its-ceo-affiliated-general-partners",
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            "title": "SEC Establishes Financial Reporting and Accounting Unit in Enforcement Division",
            "summary": "The Securities and Exchange Commission today announced it is establishing a new specialized unit within the Division of Enforcement to provide the dedicated expertise, focus, and capacity to pursue accounting and financial reporting fraud cases as well…",
            "url": "https://www.sec.gov/newsroom/press-releases/2026-72-sec-establishes-financial-reporting-accounting-unit-enforcement-division",
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                "title": "SEC Establishes Financial Reporting and Accounting Unit in Enforcement Division",
                "summary": "The Securities and Exchange Commission today announced it is establishing a new specialized unit within the Division of Enforcement to provide the dedicated expertise, focus, and capacity to pursue accounting and financial reporting fraud cases as well…",
                "url": "https://www.sec.gov/newsroom/press-releases/2026-72-sec-establishes-financial-reporting-accounting-unit-enforcement-division",
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                "published": "Wed, 05 Aug 2026 14:30:00 -0400"
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            "title": "SEC Announces Continuation of Small Business Advisory Committee Meeting",
            "summary": "The Securities and Exchange Commission announced that the Small Business Capital Formation Advisory Committee meeting held on July 21, 2026, will reconvene August 6, 2026, at 1 p.m. ET, virtually, on SEC.gov. The committee will…",
            "url": "https://www.sec.gov/newsroom/press-releases/2026-71-sec-announces-continuation-small-business-advisory-committee-meeting",
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                "title": "SEC Announces Continuation of Small Business Advisory Committee Meeting",
                "summary": "The Securities and Exchange Commission announced that the&nbsp;Small Business Capital Formation Advisory Committee&nbsp;meeting held on July 21, 2026, will reconvene August&nbsp;6, 2026, at 1 p.m. ET, virtually, on SEC.gov.&nbsp;The committee will…",
                "url": "https://www.sec.gov/newsroom/press-releases/2026-71-sec-announces-continuation-small-business-advisory-committee-meeting",
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                "published": "Thu, 30 Jul 2026 09:53:38 -0400"
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            "title": "Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policy",
            "summary": "The Securities and Exchange Commission released a report to Congress today highlighting policy recommendations from the SEC’s 45th Annual Government-Business Forum on Small Business Capital Formation. The report provides a summary of the forum…",
            "url": "https://www.sec.gov/newsroom/press-releases/2026-70-small-business-forums-report-congress-highlights-recommendations-improve-capital-raising-policy",
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                "title": "Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policy",
                "summary": "The Securities and Exchange Commission released a report to Congress today highlighting policy recommendations from the SEC’s&nbsp;45th Annual Government-Business Forum on Small Business Capital Formation. The report provides a summary of the forum…",
                "url": "https://www.sec.gov/newsroom/press-releases/2026-70-small-business-forums-report-congress-highlights-recommendations-improve-capital-raising-policy",
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            "title": "SEC Announces Roundtable on Preparations for 24-Hour Trading",
            "summary": "The Securities and Exchange Commission announced today that it will host a roundtable on Sept. 17, 2026, to discuss moving towards 24-hour trading in the U.S. equity markets, including preparations to support overnight trading, operations and resiliency…",
            "url": "https://www.sec.gov/newsroom/press-releases/2026-69-sec-announces-roundtable-preparations-24-hour-trading",
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